Twice-sued ex-broker accuses SEC of forum-shopping

Guy Gentile, a former broker sued in two different federal courts by the U.S. Securities and Exchange Commission, has asked a judge in New Jersey to sanction the agency for forum shopping.

November 3, 2021 1 min read

Twice-sued ex-broker accuses SEC of forum-shopping

Guy Gentile, a former broker sued in two different federal courts by the U.S. Securities and Exchange Commission, has asked a judge in New Jersey to sanction the agency for forum shopping.

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